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Fertility treatment: abolish
the 'welfare principle'
By Emily Jackson
(This article appeared first on the website www.spiked-online.com)
Summary points:
· Anyone seeking fertility
treatment in the UK must first satisfy the 'welfare principle',
as laid down in the 1990 Human Fertilisation and Embryology
Act. Before they can be provided with treatment, the welfare
of any child they might have must be taken into account.
· The welfare principle
is rarely subjected to legal or political scrutiny. But its
application to fertility treatment is problematic, and it
should be deleted from the legislation. There are three main
problems with this pre-conception version of the welfare principle:
1) It is unfair, because
we do not expect fertile people to prove their parental adequacy
prior to conception.
2) It is disingenuous, because we do not give the clinicians
who are responsible for making this welfare assessment enough
information with which to make this complex judgement.
3) It is incoherent, because in other contexts the
law insists that existence must almost always be judged preferable
to non-existence.
· The welfare of children
who do not yet exist is, in simple and crude terms, none of
the law's business.
Anyone seeking fertility treatment
in the UK must first satisfy the 'welfare principle', as laid
down in the 1990 Human Fertilisation and Embryology Act. Before
they can be provided with treatment, the welfare of any child
they might have must be taken into account. The result is
that, unlike fertile couples, anyone who cannot conceive unaided
must have their parenting ability laid open to scrutiny before
they are allowed to try to have a baby.
The welfare principle, which
is derived from family law, has been in the ascendancy in
recent years - few people, now, are prepared to question its
universal relevance (1). It seems to have become the received
wisdom that children's welfare must always be a central
consideration when we make any decision that may affect their
lives. Even if we admit that there will be uncertainties about
precisely where a child's best interests lie in any particular
case, the importance of giving priority to children's welfare
is seldom disputed.
The incorporation of the welfare
principle in the rules governing the provision of infertility
treatment has gone largely unnoticed (2). In the parliamentary
debates leading up to the passage of the Human Fertilisation
and Embryology Act in 1990, the inclusion of a welfare principle
was neither challenged nor defended. It was simply assumed
to be self-evidently true that their future children's welfare
ought to be taken into account before a couple is offered
assistance with conception, and this assumption undoubtedly
persists today.
But I will argue that the
principle is an unjust and irrational barrier for people who
need assistance in order to have children, and that it should
be removed from the statute.
The issue here is not the
safety of a particular assisted conception technique.
Of course, doctors have special expertise in evaluating a
technique's impact upon future children, and they are entitled
to take this into account when making treatment decisions.
If safety were the sole purpose of the pre-conception welfare
principle, it would be as uncontentious as basing the decision
not to prescribe a particular medicine to pregnant women upon
evidence of its propensity to cause birth defects
The principal purpose of the
welfare principle is, instead, to ensure that prospective
patients are judged fit people to bring a child into the world
prior to acceptance on to an infertility clinic's treatment
programme (3). And it is this requirement that clinicians
should routinely evaluate people's parenting ability prior
to conception that I believe to be incoherent, disingenuous
and illegitimate.
For the vast majority of
people, deciding whether or not to conceive is not susceptible
to legal control. People who conceive through heterosexual
sexual intercourse do so without any external scrutiny of
the merit of their decision. Monitoring these very personal
choices in order to identify ill-judged or improper conception
decisions would be condemned as an unacceptably intrusive
abuse of state power.
As Alexander Capron, director
of ethics and health at the World Health Organisation (WHO),
has observed: 'whatever advice one might be justified in giving
friends who are making a selfish, rash or otherwise irresponsible
choice about reproduction, or whatever moral criticism one
might properly mount of such conduct, the consequences of
giving legal effect to a judgement of parental irresponsibility
seem unacceptable both for the individuals involved and for
society.' (4)
There are two good reasons
for not imposing a child welfare filter upon individuals'
conception decisions, even when the choice they have made
may seem foolish or disturbing. First, interfering with a
particular individual's decision to conceive a child would
usually involve violating their bodily integrity and sexual
privacy. We do not sterilise people who have been convicted
of violent offences against children because, however gruesome
their crime, their person must remain inviolate. Second, the
freedom to decide for oneself whether or not to reproduce
is integral to a person's sense of being the author of their
own life plan.
We should refrain from scrutinising
the pre-conception decisions of adults seeking fertility treatment
just as we would if they had been able to conceive naturally.
This is not the same as saying that people have a right
to be provided with infertility treatment. Instead, the point
is that we should each have the liberty to shield certain
personal decisions from public scrutiny.
The decision to conceive a
child goes to the heart of an individual's identity and is
precisely the sort of choice that we all ought to be able
to make within the privacy of our most intimate relationship.
It is unfair to take advantage of a couple's biological incapacity
in order to assess the wisdom of their decision to start a
family. We may not be able to fund their treatment, or there
might be no treatment that is clinically appropriate for them.
But evaluating an infertile couple's fitness to parent deprives
them of the decisional privacy that the majority of people
are rightly able to take for granted.
The welfare principle in
UK law
In many countries, access
to assisted conception services is confined to married or
cohabiting heterosexual couples. The French Bioethics law
of 1994 (5), for example, provides that reproductive technologies
can only be used to remedy infertility 'of a pathological
character which has been medically diagnosed', in heterosexual
couples who must either be married or able to prove that they
have lived together for at least two years. On the face of
it, the British legislation appears far more liberal. The
Human Fertilisation and Embryology Act 1990 contains no statutory
bars upon the treatment of any competent adult - so single,
lesbian or postmenopausal women may all lawfully receive assisted
conception services in British clinics.
However, this does not mean
that there is official endorsement of the assisted creation
of unconventional families. At the time of the passage of
the Human Fertilisation and Embryology Act, there was intense
political concern about the social and economic problems believed
to result from lone parenthood, and the then Conservative
government had been pursuing a legislative agenda based upon
the promotion of traditional family values. While the Act
may not formally prohibit clinics from assisting single
or lesbian women to conceive, it does contain an oblique presumption
against their treatment through its version of the 'welfare
principle'.
Section 13(5) of the Human
Fertilisation and Embryology Act 1990 provides that a woman
shall not be provided with treatment services unless account
has been taken of 'the welfare of any child who may be born
as a result of the treatment (including the need of that child
for a father)'.
This section has to be read
in conjunction with the rules governing the paternity of children
born following assisted conception. Under section 28 of the
1990 Act, children born to single or lesbian women treated
in licensed clinics with anonymously donated sperm will be
legally father less, clinics' duty to consider their child's
need for a father translates into a statutory obligation
to take into account the undesirability of single or lesbian
motherhood. But my concern here is not with section 13(5)'s
uneven impact upon single or lesbian patients - rather it
is with the appeal to children's welfare itself.
When section 13(5) was debated
in parliament, the only matter of contention was the question
of single or lesbian women's access to treatment. In contrast,
the wisdom of including a welfare principle was never doubted.
When he introduced the amendment which became section 13(5),
Lord Mackay, the then Lord Chancellor, said: 'A fundamental
principle to our law about children
is that the welfare
of children is of paramount consideration. I think that it
is
entirely right that the Bill should be amended to
add that concept.' (6)
The incorporation of a welfare
principle was 'greatly welcomed' (7) by every peer who expressed
an opinion. Lord McGregor, for example, described it as 'a
happy extension of a principle which has now been part of
English law for more than half a century' (8). For Baroness
Warnock, it was axiomatic that 'the good of the child
must
be considered and taken into account'.
When the relevant clause came
before the House of Commons three months later, a similar
cross-party consensus was evident. Tory MP Ann Winterton asserted
that 'the interests of the child in matters of artificial
insemination should be paramount' (9). Her colleague Virginia
Bottomley said 'it must be right and proper for consideration
to be given to the welfare of [the] child' (10). Even Labour
MP Jo Richardson, who was concerned that the needs of the
'client' should also be relevant, agreed that the clinician
ought to 'tak[e] account of the welfare of the child' (11).
Across the political spectrum,
then, the assumption appeared to be that because 'we are all
concerned with the welfare of the child' (12), we should include
a statutory direction to that effect whenever possible. But
just because the welfare principle has been judged an appropriate
test for deciding, for example, where a child should live
after her parents' divorce, it does not follow that it should
determine whether a child is conceived.
While the welfare principle
has become increasingly prominent in family law over the past
100 years, it is by no means a monolithic injunction to always
prioritise children's welfare. In fact, the precise priority
to be given to the child's best interests varies between different
statutes. The Children Act 1989 makes the child's welfare
the court's paramount consideration (13), whereas the Adoption
Act 1976 adopts a weaker version which stipulates that the
child's best interests must be the first, but by implication
not the only consideration (14). Weaker still is the Child
Support Act 1991's rendition of the welfare principle, which
enjoins Child Support Officers merely to 'have regard to the
welfare of any child likely to be affected by [their] decision'
(15).
What all of these various
welfare principles have in common, however, is that they apply
to decisions that affect children who already exist and who
therefore already have interests that can be weighed in the
balance. Where the Human Fertilisation and Embryology Act's
welfare principle differs is that it purports to make a child's
best interests relevant to a judgement made prior to that
child's conception.
But how could a clinician
take into account the welfare of any child who might be born
following the use of assisted conception and decide, as a
result, not to offer treatment to a particular couple or individual?
The direction to clinics contained in section 13(5) could
be subject to either a 'thick' or a 'thin' interpretation.
The thin version of the welfare
principle could be used to deny access to infertility treatment
only if we can envisage circumstances in which non-existence
would be preferable to the life that would be led by these
would-be parents' offspring. To decide that it would be better
not to be born than to have these people as one's parents
is to find that a particular couple or individual present
an immediate threat to their offspring so grave that not being
conceived could plausibly be considered preferable. It is
difficult to imagine circumstances that would lead to this
conclusion.
Despite being the more literal
interpretation of section 13(5), this 'thin' reading has not
taken hold, and instead the 'thick' interpretation applies.
This thick interpretation - as proposed in parliament (16)
and set out in the Human Fertilisation and Embryology Authority's
guidance to clinics - enjoins clinicians to take into account
factors such as the would-be parents' commitment to having
and bringing up a child; their ability to provide a stable
and supportive environment; their future ability to look after
or provide for a child's needs and the possibility of any
risk of harm to their child (17).
I will argue that there are
three problems with this welfare principle. First, it is unjust
to deprive some citizens of the zone of privacy that surrounds
most people's reproductive decision-making. Second, the incorporation
of a welfare principle into the legislation controlling access
to assisted conception services is disingenuous and essentially
meaningless. Finally, I contrast the use of the welfare principle
in pre-conception decision-making with the judgements in tort
actions for what has become known as 'wrongful birth' and
'wrongful life'. I argue that the application of a pre-conception
welfare principle sits uneasily with the normal assumption
that the benefits that accrue from bringing a child into the
world outweigh any disadvantages.
The welfare principle is
unjust
The pre-conception welfare
principle represents an invidious and opportunistic invasion
of infertile people's privacy. Deciding to try to conceive
a child through sexual intercourse is usually assumed to be
a self-regarding decision that takes place within the
privacy of a couple's intimate relationship. Yet biological
infertility somehow serves to convert this choice into an
other-regarding decision that must be judged according to
its likely impact upon this 'other', namely the child that
might be born. Whether the decision to conceive is self-regarding
or other-regarding is not a function of biological
infertility. There is no necessary connection between biological
infertility and children's impaired life-chances (18).
Regardless of whether the
treatment is sought within the private or public sector, the
future welfare of would-be patients' children should be irrelevant
when deciding whether to help them to conceive. Decisions
about access to fertility treatment within the National Health
Service (NHS) are complicated by other competing claims upon
public resources. Because the welfare principle applies even
when the proper distribution of public resources is not an
issue, it is within the context of privately funded treatment
that I flesh out my claim that section 13(5) is unjust.
It is clearly possible to
imagine circumstances when a doctor's ethical responsibility
might prompt him or her to refuse a request for privately
funded infertility treatment. Obvious examples would be if
the patient was herself a child, or was otherwise incapable
of giving a valid consent to medical treatment (19). But what
if the doctor does not want to treat someone because he or
she thinks that they would be an inadequate parent?
Given that future children's
welfare must be taken into account when deciding whether to
treat a particular patient, a doctor could lawfully refuse
treatment on child welfare grounds. And the British Medical
Association (BMA) agrees that when health professionals positively
assist people to become parents, they have a special responsibility
to protect the welfare of children born as a result.
The considerations that commonly
inform the 'welfare of the child' assessments that clinics
carry out before accepting anyone on to their treatment programme
are, among other things, whether either prospective patient
has ever had any mental health problems or received counselling
or been prescribed anti-depressants; whether they have had
a child taken into local authority care, and whether either
of them has a criminal record, particularly relating to offences
involving violence and/or children. Clinics may also ask couples
about the length of their relationship; the nature of their
accommodation; and what arrangements they intend to make for
their child's full-time care.
Practice varies, and not all
clinics are this exacting in their assessments of parental
suitability. It is, however, routine to ask for permission
to contact each would-be patient's GP to confirm that there
are no reasons why a particular person should be denied assistance
with conception (20). Inferences may be drawn from a failure
to give permission (21).
Let us imagine two hypothetical
couples, couple A and couple B, both of whom have decided
to abandon contraception in order to start a family. The female
partner in couple A conceives within a few months, whereas
the female partner in couple B has still not conceived 18
months later, at which point medical advice is sought. Tests
reveal that the female partner in couple B has blocked fallopian
tubes, and in vitro fertilisation (IVF) is recommended.
Let us assume that couple B will meet the full costs of any
treatment themselves. Nevertheless, before their first IVF
cycle can be started, they must have their parental adequacy
judged by the clinic, and their GP will be consulted to ensure
that they are not known to present any risks to their future
offspring.
So our two couples have both
made the life-changing decision to become parents. One of
these couples can, as a result of their biological good luck,
have a baby without anyone scrutinising their parental adequacy.
But couple B's biological misfortune means that they must
be judged fit people to bring a child into the world prior
to conception.
There is, of course, no reason
to suppose that couple B are more likely to be inadequate
parents than couple A. Couple A could be crack-addicts and
known child abusers, who have had all of their previous six
children taken into the care of the local authority, and yet
their conception decision-making would still lie within the
zone of privacy which is denied to couple B. Their child might
be taken into care immediately after birth, but we cannot,
and therefore do not prevent that child's conception. Provided
that a couple's reproductive organs are functioning normally,
they may have as many children as they like.
We exercise no control over
the reproductive decision-making of fertile individuals who
are likely to mistreat any child they might have because protecting
their bodily integrity and sexual privacy trumps our concern
about the risk of harm they present to future children. So
in this hierarchy of protected interests, the welfare of future
children occupies a curious middle ground, in which it is
always less important than fertile couples' bodily integrity
and sexual privacy and more important than infertile couples'
decisional privacy. How could this be fair?
One obvious reason for drawing
this distinction between fertile and infertile couples might
be found in the difference between positive and negative liberty.
If the freedom to have children is essentially a negative
liberty, then the state's obligation is simply to refrain
from placing obstacles in the path of individuals who wish
to conceive, rather than positively providing them with the
services that might be necessary in order to overcome their
biological incapacity. So couple A cannot be prevented from
conceiving normally, but there is no obligation to positively
assist couple B.
But couple B is not asking
the state to provide them with assisted conception services.
In these circumstances, I would argue that they too have a
'right to be let alone' (22), although admittedly its content
is slightly different from that of couple A. Couple B's privacy
interest is in making the decision to start a family.
All of the available treatments may turn out to be clinically
inappropriate for them, but we invade their decisional privacy
when judge the wisdom of couple B's reproductive decision-making.
Once we remove resource-based considerations from the equation,
section 13(5) is revealed to be an obstacle placed by the
state upon the decisional privacy of infertile couples.
So even if we accept that
there can be no right to have a child, merely that there is
a right to be free from external constraints upon one's decision-making
process, the pre-conception welfare principle could plausibly
be described as an interference with infertile people's negative
liberty.
Two assumptions underlie
my claim that section 13(5) is unjust. First, I take for granted
that fertility is a natural asset that is unevenly and arbitrarily
distributed, and that infertile couples have simply been biologically
unlucky (23). Second, I assume that the desire to have children
is not a trivial one. On the contrary, becoming a parent is
one of the most momentous events in a person's life, often
assuming a central place in the trajectory of her life plan.
If we adopt philosopher Charles Taylor's definition of freedom
as 'the absence of external obstacle to significant action'
(24), section 13(5) clearly diminishes the scope of infertile
couples' liberty.
The decision to conceive
a child should lie within a realm of decisional privacy. By
this, I mean that there are some aspects of one's life where
the interest in making decisions for oneself, according to
one's own values and priorities, is of overwhelming importance.
The decision to reproduce is precisely the sort of choice
that we all need to be able to make free from public scrutiny
or assessment. In the words of Justice Brennan in the American
case Eisenstadt v Baird (25): 'If the right to privacy
means anything, it is the right
to be free from unwanted
governmental intrusions into matters so fundamentally affecting
a person as the decision whether to bear or beget a child.'
Decisional privacy might alternatively
be described as deliberative autonomy, the essence of which
is that we should be free to make important decisions according
to our own values. Of course the choices we make will be profoundly
influenced by our cultural and affective context. But just
as our lives and identities are shaped by social forces beyond
our control, so they are also constituted by decisions that
we take for ourselves.
Electing to abandon birth
control measures in order to conceive is a particularly good
example of a choice that is both socially embedded and collaborative,
while simultaneously lying within the archetypal zone of privacy.
In the ordinary course of events, people would be outraged
and affronted if told that before this 'private' decision
could be acted upon, their parental adequacy must be assessed
by a healthcare professional. Yet should one member of this
couple prove to be infertile, a choice that they had previously
assumed to be private will be subject to precisely this scrutiny.
If decisional privacy has value because we recognise that
it is intrinsically demeaning to have our most personal deliberations
opened up to public evaluation (26), this must be equally
true for infertile people.
Some might argue that our
inability to assess most people's parental fitness prior to
conception is a regrettable consequence of the priority accorded
to bodily integrity. If we can ensure that individuals meet
some minimum level of parental adequacy before they conceive,
then our concern for children's wellbeing should lead us to
seize this opportunity. Yet this sort of justification for
the welfare principle has much in common with the arguments
popular among eugenicists in the first half of the twentieth
century. Just as eugenicists argued that society would be
improved if 'defective' individuals were discouraged from
reproducing, so section 13(5) is intended to weed out 'unfit'
parents from assisted conception services in order to enhance
children's welfare.
The pre-conception welfare
principle may be directed towards improving the quality of
individual children's lives, rather than the health
of society as a whole, but it nevertheless rests upon the
assumption that it is the business of government to dissuade
certain individuals from conceiving. In the House of Lords,
Baroness Elles supported the amendment that became section
13(5) precisely: 'in order to discourage people from having
children if they do not at least have the family structure
and financial support which they need in those circumstances.'
(27)
But we reject eugenic principles
not only because strategies such as compulsory sterilisation
of the 'unfit' violated those individuals' bodily integrity.
An equally important reason is the belief that it is simply
illegitimate for the state to make judgements about who should
and who should not be permitted to reproduce.
And why should we should
tolerate mildly intrusive scrutiny of all infertile
couples in order to exclude the tiny proportion of would-be
parents who might represent a danger to their children? Invoking
an extreme example, such as a couple who would be likely to
have their child taken into care immediately after birth,
in order to justify subjecting every infertile couple to the
humiliating experience of having to justify their parental
adequacy prior to conception disregards the intrinsic importance
of the freedom to withdraw certain intimate decisions from
public scrutiny. If the claim is that we should be prepared
to put up with a degree of inconvenience and embarrassment
in order to protect a small number of children from significant
harm, then there is no reason why this should apply only to
would-be parents who happen to be infertile.
The welfare principle is
disingenuous
My second criticism of section
13(5) is that it is, in practice, incapable of distinguishing
between adequate and inadequate parents. As a result, its
retention might also be pointless.
Aside from a few exceptional
treatments (such as artificial insemination using the husband's
own sperm) which can be carried out without a license, clinics
can only provide the vast majority of assisted conception
services if they have a license granted by the Human Fertilisation
and Embryology Authority (HFEA). License renewal is contingent
upon compliance with both the terms of the legislation and
the HFEA's Code of Practice (28). Clinics that were blatantly
ignoring the injunction to consider the child's welfare could
therefore face withdrawal or non-renewal of their licenses.
Yet there is no direct prohibition
upon the treatment of specific categories of would-be patient
- so in practice, to satisfy the HFEA there must be simply
be a procedure in place to demonstrate that the welfare of
the child has been considered (29). In some clinics, prospective
patients must see a counsellor prior to acceptance on to their
treatment programme, whereas other clinics' compliance with
section 13(5) is limited to the requirement that patients
sign a form consenting to their GP being contacted.
Processes for evaluating
the welfare of the child, even if they are comparatively vigorous,
are incapable of identifying inadequate parents. Infertility
clinicians do not receive training in assessing future parenting
ability, and nor will they have access to the sort of detailed
information that ought to inform such a complicated assessment.
Research consistently demonstrates
that better outcomes for children are associated with their
parents' warmth, sensitivity and responsiveness (30), so if
we are really attempting to enhance the welfare of children
through the application of section 13(5), prior to treatment
clinicians should be attempting to anticipate the quality
of the relationship that is likely to develop between
this couple or individual and any child that they might conceive.
It is not easy to predict
whether a childless couple is capable of offering a child
unconditional love and a stimulating environment. Unlike adoption
agencies, infertility clinics do not conduct rigorous investigations
into the backgrounds and lifestyles of would-be parents. They
do not make home visits over a sustained period of time, nor
do they interview other family members. And if the couple
seeking treatment already has children, clinicians will not
interview the child, nor will they seek reports from teachers
or other individuals who might be in a position to comment
upon their parenting skills.
With no evidence upon which
to base these welfare assessments, decisions taken under section
13(5), according to psychologist Susan Golombok 'may frequently
come down to the personal whim of the clinician in charge'
(31). The HFEA's Code of Practice does offer clinics some
guidance on the interpretation and implementation of section
13(5) (32), but given the inevitable superficiality of their
investigations (33), their assessments of prospective patients'
aptitude for parenthood are likely to be perfunctory and at
times perhaps ill-judged.
It therefore seems that section
13(5) cannot be motivated by profound concern for the welfare
of children born following assisted conception, which would
require a far more intensive scrutiny of would-be patients.
Instead, I would suggest that section 13(5) is an essentially
cosmetic provision. Its inclusion in the Human Fertilisation
and Embryology Bill in 1990 was supposed to address the concerns
of MPs who were alarmed by the possibility that infertility
treatment might routinely be provided to single or lesbian
women.
In the debates in both Houses
of Parliament this was a recurring concern, and an amendment
that would have prohibited the treatment of such women was
narrowly defeated (34). Given the extent of this hostility
to the creation of 'fatherless' children, some concession
was needed in order to neutralise parliamentary opposition
to the bill. Hence section 13(5)'s specific mention of the
child's 'need for a father'. So while ostensibly directed
towards protecting the welfare of the child, section 13(5)'s
principal purpose was instead to obstruct the treatment of
women without male partners (35).
Of course it could be argued
that if the Human Fertilisation and Embryology Act's pre-conception
welfare principle is merely 'window dressing' with little
practical impact upon people's access to infertility treatment,
why not simply ignore it? However, because I believe that
it violates infertile couples' decisional privacy, and, as
I explain below, that it is also inconsistent with certain
basic legal principles, its functional inadequacy means that
there can be no justification for its retention.
The welfare principle
is incoherent
There are inconsistencies
between the pre-conception welfare principle and the dominant
approach of the courts in the so-called 'wrongful life' and
'wrongful birth' actions. In England, the phrase 'wrongful
life' is generally assumed to refer to a case brought by a
child whose claim is that 'but for' the defendant's negligence,
they would not have been born and their injury - that is their
painful life - would have been avoided. In the leading English
case Mary McKay claimed that she had suffered damage by 'entry
into a life in which her injuries are highly debilitating'
after her mother's doctor failed to diagnose and treat the
rubella infection she had contracted during pregnancy) (36).
Because the doctor in this
case had not caused Mary's injuries, he had just failed to
offer Mrs McKay the opportunity to terminate her pregnancy,
the Court of Appeal found that the gist of Mary's complaint
was that she was allowed to be born at all. Thus to assess
compensation, they would have to compare the value of non-existence
(of which she had been deprived by the doctor) and existence
in a disabled state.
Lord Justice Ackner was not
prepared to countenance such a balancing exercise. He asked:
'how can a court begin to evaluate non-existence the undiscovered
country from whose bourn no traveller returns?' And his conclusion
was simple: 'No comparison is possible.' (37) Lord Justice
Stephenson also rejected Mary McKay's claim, but his reasoning
was slightly different.
He appeared to argue that
if the choice is between entering into life with a disability
and not entering it at all, then living should almost always
be considered preferable. There is an obvious inconsistency
between these two judgements. Ackner argues that it is simply
impossible to evaluate non-existence whereas Stephenson
contends that existence must almost always be judged preferable
to non-existence.
Clearly we can only arrive
at Stephenson LJ's assessment of the relative merit of existence
and non-existence if we have evaluated, albeit crudely, the
value of non-existence. Stephenson LJ's judgement should perhaps
be preferred because it is also plainly not true that the
courts are incapable of deciding that non-existence would
be preferable to (or at least no worse than) existence, since
this is precisely the assessment that has sometimes been made
when authorising the non-treatment of very severely disabled
neonates (38). If existence is always to be preferred, then
it would be difficult to justify denying any premature baby,
however terrible her injuries, life-prolonging treatment.
Despite the existence of
these subtle differences, both of these judgements sit rather
uneasily with the pre-conception welfare principle. When a
clinician decides whether to offer treatment to would-be parents,
he or she is charged with weighing up whether or not the welfare
of any child that they might have would be best served by
coming into being. So although Ackner LJ states that it is
simply impossible to compare existence with non-existence,
section 13(5) of the Human Fertilisation and Embryology Act
demands that clinicians should engage in precisely this balancing
exercise in order to work out whether existence or non-existence
would be in a particular future child's best interests.
Stephenson LJ's acknowledgement
that existence must almost always be preferred to non-existence
does leave open the possibility that there could be some rare
circumstances in which it would be possible to conclude that
non-existence would be preferable. An example might be an
exceptionally severely disabled neonate who would derive no
benefit from her continued existence. If this reasoning were
applied to section 13(5), it would constitute what I referred
to previously as the 'thin' interpretation, that is that any
child conceived by these parents would have a life so short,
painful or insensate that it would probably be better for
them never to exist. There are very few, if any, potential
parents who could plausibly be refused treatment on these
grounds.
Yet section 13(5) is not
merely a filter to exclude individuals whose baby is inevitably
going suffer from appalling pain and distress - rather, it
is directed towards judging a couple or individual's likely
parenting ability before deciding whether to offer them treatment.
This 'thick' version of the welfare principle is plainly inconsistent
with the judgements of both Stephenson and Ackner LJJ. If
it is accepted that it will invariably be in a child's best
interests to be conceived and born (39), applying the welfare
principle prior to conception is essentially meaningless.
The judgement in McKay
is usually assumed to have precluded the possibility of future
claims for wrongful life. Wrongful birth cases have, however,
had rather more success. These are lawsuits in which the parents
claim that negligence, usually on the part of a health authority,
has led to the birth of an unwanted child - such as where
a sterilisation operation has failed to achieve sterility.
In these circumstances it has proved relatively easy to recover
damages for the pain and discomfort associated with pregnancy
and for associated costs such as maternity clothes. But although
the unplanned child's maintenance is undoubtedly another foreseeable
loss, in McFarlane v Tayside Health Board (40) the
House of Lords decided that, provided the child is born healthy,
recovery would not be fair, just or reasonable.
Parents have been barred from
recovering the costs associated with their unplanned child's
maintenance because it is seen as unseemly and contrary to
public morality to compensate parents for the birth of a healthy
child. The 'inarticulate premise' underlying the House of
Lords' judgement in McFarlane was that the birth of
a healthy baby should always be treated as a blessing and
an occasion for joy (41). According to Lord Millett, because
having a child is something that the law will treat as beneficial,
claimants are not allowed, by a process of subjective devaluation,
to make a detriment out of a benefit (42).
So in relation to 'wrongful
birth' actions, the judiciary is also troubled by the idea
that not being conceived could ever be judged preferable to
conception. Yet the assumption underpinning section 13(5)
is precisely that there might be circumstances in which it
would not be in a potential child's best interests
to be conceived. Effectively, this must mean that there are
circumstances in which, based upon an assessment of the child's
best interests, non-life is the preferred option.
But if the birth of a child
should always be a cause of celebration, how could you appeal
to a future child's welfare in order to decide that his or
her birth would not be something to be celebrated? If the
law always treats conceiving a child as beneficial, how could
it at the same time enjoin infertility clinics to weed out
would-be parents on the grounds that their child's conception
would not be beneficial?
Of course, in the wrongful
birth and the wrongful life cases, the child whose life is
being judged a blessing already exists, whereas section 13(5)
applies before a child is conceived. It could be argued that
once a child has been born, the law will regard that child's
life as a blessing, but where there is no child yet in existence
this 'all children are a blessing' principle cannot apply
because otherwise we should all be continuously striving to
bring as many children into the world as possible.
My point is not, however,
that a child's conception is always a 'blessing' - rather
it is that it should be for the person who is contemplating
conceiving a child to make this decision according to their
own values and priorities. In practice, of course, many people
do base their reproductive decisions upon an assessment of
the welfare of any child that they might conceive. A complex
web of considerations inform most people's decisions about
sex and contraception, one of which may be their capacity
to offer a child a stable and supportive home. But these are
reasons that properly lie within a protected zone of decisional
privacy, and should therefore not be subject to qualitative
evaluation by third parties.
Removing the child welfare
filter
In my view, the decision to
deny someone access to assisted conception services should
not be based upon an assessment of their future child's welfare.
If an individual doctor does
not want to treat a particular couple, its important to remember
that there is a conscientious objection clause in section
38(1) of the Human Fertilisation and Embryology Act, which
offers some protection for health care professionals who are
uncomfortable with the provision of assisted conception services.
Forcing doctors who wish to make moral judgements about an
individual's fitness for parenthood to exercise their right
to conscientious objection would lend the law greater transparency
and coherence because any reluctance to offer treatment services
would be admitted to lie within the doctors subjective moral
sensibilities, rather than with section 13(5)'s profoundly
dishonest claim that objective and non-discriminatory pre-conception
assessment of parenting ability is either fair or possible.
Once the pre-conception welfare
principle that is supposed to control access to infertility
treatment is subjected to scrutiny, it is revealed to be hopelessly
incoherent. Given that I have also shown that its practical
impact upon children's wellbeing is nugatory, there seems
to be no satisfactory justification for its retention. In
sum, I would argue that the welfare of children who do not
yet exist is, in simple and crude terms, none of the law's
business.
Emily Jackson is senior
lecturer in law at the London School of Economics.
This is an edited version
of a paper published in the Modern Law Review in March
2002. The arguments in this article were also presented at
the Institute of Ideas' Genes and Society Festival (visit
www.instituteofideas.com
to find out more). The author is also a contributor to Abortion:
Whose Right? published by Hodder & Stoughton http://www.instituteofideas.com/Publications/DM/docs/abortion.html
References
(1) A notable exception is
Helen Reece, 'The Paramountcy Principle: Consensus or Construct',
(1996) 49 Current Legal Problems 267
(2) The exception is Gillian
Douglas, 'Assisted Conception and the Welfare of the Child'
(1993) Current Legal Problems 53
(3) Evidence to support this
claim can be found in the Human Fertilisation and Embryology
Authority's guidance to clinics setting out the factors to
be taken into account when assessing the welfare of the child:
Human Fertilisation and Embryology Authority Code of Practice
5th ed (London: HFEA, April 2001) paras. 3.11-3.18)
(4) AM Capron, 'Tort Liability
in Genetic Counseling' (1997) 79 Columbia Law Review 618,
at 665
(5) Law no. 94-654, discussed
at length by Nan T. Ball, 'The Reemergence of Enlightenment
Ideas in the 1994 French Bioethics Debates' (2000) 50 Duke
Law Journal 545
(6) HL Deb vol 516 col 1097
6 March 1990
(7) Lord Ennals; Lord McGregor,
HL Deb vol 516 col 1100 6 March 1990. See also Lord Robertson,
HL Deb vol 516 col 1100 6 March 1990
(8) Lord McGregor, HL Deb
vol 516 col 1100 6 March 1990
(9) HC Deb vol 174 col 1021
20 June 1990
(10) HC Deb vol 174 col. 1031
20 June 1990
(11) HC Deb vol 174 col. 1028
20 June 1990
(12) Lord Ennals, HL Deb vol
516 col 1100 6 March 1990
(13) s. 1(1)
(14) s. 6. This will soon
be replaced by a new Adoption Act which is likely to make
the child's welfare the paramount consideration.
(15) s. 2
(16) In the House of Lords
Lord MacKay fleshed out how section 13(5) should be applied
in practice: 'Among the factors which clinicians should take
into account will be the material circumstances in which the
child is likely to be brought up and also the stability and
love which he or she is likely to enjoy. Such stability is
clearly linked to the marital position of the woman and in
particular whether a husband or longterm partner can play
a full part in providing the child with a permanent family
setting in the fullest sense of that term, including financial
provision'. HL Deb vol 516 col 1098 6 March 1990
(17) Human Fertilisation and
Embryology Authority, Code of Practice 5th ed (London:
HFEA, April 2001), para. 3.13
(18) Susan Golombok, Parenting:
What Really Counts?, (London: Routledge, 2000)
(19) If someone is suffering
from mental incapacity, medical treatment will be lawful only
if it satisfies a 'best interests' test. Given the physical
discomfort and health risks associated with infertility treatment,
it certainly might not be in the best interests of a mentally
incapacitated adult
(20) Human Fertilisation and
Embryology Authority, Code of Practice 5th ed (London:
HFEA, April 2001), para. 3.20
(21) Human Fertilisation and
Embryology Authority, Code of Practice 5th ed (London:
HFEA, April 2001), para. 3.21
(22) Samuel Warren and Louis
D. Brandeis, 'The Right to Privacy' (1890) 3 Harvard Law
Review 289
(23) There is no evidence
to support the common misperception that infertility is a
modern problem caused by (and perhaps, punishment for) women's
promiscuity and/or deferral of childbearing. In fact, female
fertility may actually be increasing because despite some
evidence of declining sperm counts a recent study has concluded
that there has been 'a clear rise in couple fertility in recent
decades'. (Michael Joffe 'Time trends in biological fertility
in Britain' (2000) 355 Lancet 1961, 1963)
(24) Charles Taylor, 'What's
Wrong with Negative Liberty?', Philosophy and Human Sciences:
Philosophical Papers, vol. 2 (Cambridge: Cambridge University
Press, 1985) 218
(25) (1972) 405 U.S. 438,
at 453
(26) Robert Post, 'The Social
Foundations of Privacy: Community and Self in the Common Law
Tort' (1989) 77 California Law Review 957, 967
(27) HL Deb vol 515 col 798-9
6 February 1990
(28) Human Fertilisation and
Embryology Authority, Code of Practice 5th ed (London:
HFEA, April 2001)
(29) Human Fertilisation and
Embryology Authority, para. 3.10
(30) Susan Golombok, Parenting:
What Really Counts?, (London, Routledge, 2000)
(31) Susan Golombok, Parenting:
What Really Counts?, (London, Routledge, 2000)
(32) Human Fertilisation and
Embryology Authority, Code of Practice 5th ed (London:
HFEA, April 2001), paras. 3-11-3.18
(33) Gillian Douglas, 'Assisted
Conception and the Welfare of the Child' (1993) Current
Legal Problems 53
(34) HL Debs Vol 515 6th February
1990 col 787
(35) Gillian Douglas, 'Assisted
Conception and the Welfare of the Child' (1993) Current
Legal Problems 53, 58
(35) McKay v Essex Area
Health Authority [1982] QB 1166
(37) At 1189
(38) see, for example, Re
B (a minor) [1981] 1 WLR 1421; Re J (A Minor)(Wardship:
Medical Treatment) [1990] 3 All ER 930; National Health
Service Trust v D [2000] 2 FLR 677. Although in Re
A (Children) (Conjoined Twins: Surgical Separation [2001]
2 WLR 480, the Court of Appeal suggested that existence must
be assumed to be preferable to non-existence for "Mary"
(the weaker twin whose quality of life was undoubtedly pitifully
low).
It has been suggested that
section 1(1)(d) of the Abortion Act 1967 (which allows abortion
if there is a substantial risk that the child would be born
seriously handicapped) is another example of the law recognizing
that non-existence will sometimes be preferable to existence
(see, for example, JK Mason and A McCall Smith, Law and
Medical Ethics 5th edition (London: Butterworths, 2000)
at 165). Sally Sheldon and Stephen Wilkinson have, however,
effectively demolished this "fetal interests" explanation
for s. 1(1)(d). See Sally Sheldon and Stephen Wilkinson, 'Termination
of Pregnancy for Reason of Foetal Disability: Are there Grounds
for a Special Exception in Law?' (2001) 9(2) Medical Law
Review 85.
(39) See further Jeff McMahan,
'Wrongful Life: Paradoxes in the Morality of Causing People
to Exist' in John Harris (ed) Bioethics (Oxford: Oxford University
Press, 2001) 445
(40) [1999] 3 WLR 1301
(41) See, for example, the
comments of Lord Steyn at 1318
(42) At 1346
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